The 401Kman has quite a few compliance packages available to meet the needs of your business with the ever widening regulations prevalent in today's business environment.
If you have recently become aware of the huge fines levied against businesses who were unaware of the new retirement filings we have plan compliance programs and auditors to assist in your 5500 filings.
We are also offering small to medium sized businesses and not for profit organizations a Data Security Compliance Plan, Security Breach Avoidance Program, new hires Protocol Manual, Disaster Plan recovery training and Red Flag certifications.
All organizations who have completed our compliance training which meets Federal and State regulatory requirements will recieve the properly formatted paperwork avoiding fines on the federal and state levels.
This program has information that can lead to avoiding tens of thousands of dollars in fines. You can also avoid long drawn out legal challenges from private individuals, local municipalities and state or federal regulators if followed correctly. OVER 98% of small businesses are unaware of CURRENT REGULATIONS and face thousands of dollars of state and federal fines if a compliance investigation or audit is brought forth from a client, customer or employee identity theft or investigation. Learn your rights as a business owner in an ever increasing regulatory environment. The program will initiate an security check, follow up and repair any deficiencies, train key staff in proper up to date security breach avoidance, issue compliance certificates after a training class, offer continuing updates of changes to the law, workplace recurring training, certifications to all employees completing curriculum and exams.
In
many industries for almost a decade the enforcement was lacking for
many compliance programs. The Federal Trade Commission warned in 2012 that businesses should not continue to remain complacent with
instituting the proper measures.
Health care professionals, financial
planners, advisors, brokers, and registered investment advisors have
seen a huge increase in the amount of investigations into compliance due
to oversight from newly created enforcement organizations in addition
to the I.R.S. and S.E.C. The health care industry has recently begun to
see serious fines being levied for non compliance with many laws that
were imposed years ago. H.I.T.E.C.H. violations have begun to be
enforced and the oversight dept of the govt O.C.R. are intending to be
self propagating through fines and levies. They will be even more severe
for organizations that have not implemented any compliance related
documentation. We could go on and on about what is now occurring but why
not find how our organization can prevent a serious fine or worse yet a
breach incident? If you have found this page through a search for
incident management programs call to find out how inexpensive our
tailored programs are at 877-775-0812.
Call The401Kman toll free at 877-775-0812 or click on our contact tab to the right to submit your question or request a call at a time of your convenience through our appointment calendar.